Cathy Dolphyn

catherine-dolphynChief Compliance Officer

Senior Client Service Advisor

Phone: (617) 745-0900 x126
Fax: (617) 745-0910

Cathy is Chief Compliance Officer and a Senior Client Service Advisor with PRW Wealth Management, LLC.  She is responsible for overseeing and managing regulatory compliance within the firm as well as supporting the investment management team in providing raving fan-worthy service.  Cathy joined PRW in June 2015, and has been providing above-and-beyond client service and management support since entering the financial services industry in 1997.  Her outstanding achievements were publicly recognized when Cathy was named Assistant of the Year 2008 and sat on the Assistant Advisory Board at her previous broker/dealer.

Cathy earned her Bachelor of Arts in Psychology from the University of Massachusetts/Boston. She currently holds her Series 7 (FINRA General Securities Representative) and Series 66 (NASAA Uniform Combined State Law Exam) securities licenses.  And she is a licensed Notary Public for the Commonwealth of Massachusetts.

Cathy is also an advisor to the Board of Directors of Sturtevant, Inc. a family-owned sales and engineering business established in 1883.

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